RSC-Tech @rsctechnology
Real time Trade Surveillance. All Orders and Trades in one Consolidated Dashboard. Free Historical Data Analysis. rsc-technology.com Global Joined June 2012-
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SEC.gov | SEC Announces Enforcement Results For FY 2015 sec.gov/news/pressrele…
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BATS Files Client Suspension Rule to Expedite Action against Customers Engaging in Layering and... | Business Wire businesswire.com/news/home/2015…
BNY Mellon ‘back to normal’ today after SunGard system outage bankingtech.com/362281/bny-mel…
SEC Charges ITG With Operating Secret Trading Desk and Misusing Dark Pool Subscriber Trading Information. sec.gov/news/pressrele…
Fidelity National Information Services to Buy Software Maker SunGard nyti.ms/1L5JjwN
Compliance focuses on breach prevention in real time sbne.ws/r/sJwD rsc-technology.com
SEC Charges 34 Defendants in Microcap Market Manipulation Schemes; Pump and Dump scheme. sec.gov/news/pressrele…
Steps, timeline proposed for T+2 settlement cycle sbne.ws/r/ssJj
Ubelieveable: Merrill Lynch Admits Using Inaccurate Data for Short Sale Orders, Agrees to $11 Million Settlement. sec.gov/news/pressrele…
SEC Charges Four With Insider Trading Ahead of Secondary Offerings sec.gov/news/pressrele…
Barclays, RBS Seen Facing $11 Billion More in Misconduct Costs bloom.bg/1PYnvk3 via @business
NYSE President Farley: CAT Is Do-Able shar.es/1rf5LL via @sharethis
Communications surveillance evermore crucial to compliance sbne.ws/r/s57r
'Flash crash' 5 years later: What have we learned? Can it happen again? cnb.cx/1ACSU4K
U.S. SEC OKs 'tick size' pilot, to include 'trade-at' rule reut.rs/1Kj1rPh via @Reuters
Dangers from Trading Algorithms Flagged by Global Regulators via bit.ly/1K7ZJ35
SEC Charges BlackRock Advisors With Failing to Disclose Conflict of Interest; $12 Million Penalty sec.gov/news/pressrele…
FCA fines Merrill Lynch £13.2 million for transaction reporting failures fca.org.uk/news/fca-fines…
ESMA works on trade-reporting centralisation sbne.ws/r/rPuL
New market structure leads buy side to seek help from sell side sbne.ws/r/rP6H
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